Windsor Private Capital

Transactions

Haven Developments  •  October 2018

Windsor Private Capital Limited Partnership is pleased to announce the closing of a term loan facility to Haven Developments in connection with Haven’s residential development, 4Hundred East Mall. This sixty-two stacked townhouse development in West Etobicoke is located close to the Islington and Kipling subway stations and minutes from Pearson Airport. More information on Haven Developments may be found here www.havendevelopments.ca

Haven Developments  •  October 2018

Windsor Private Capital Limited Partnership is pleased to announce the closing of a term loan facility to Haven Developments for the advancement of Haven’s residential project located at 2200 Bromsgrove in Mississauga. The Clarkson, named for its close proximity to the Clarkson GO Station, is a seventy-four stacked townhouse development located minutes from the QEW. More information on Haven Developments may be found here www.havendevelopments.ca

Lendified Inc.  •  September 2018

Windsor Private Capital Limited Partnership is pleased to announced the closing of a term loan facility to Lendified Inc. Lendified is Canada’s fastest growing online lender for Canadian small to medium-sized businesses and provides cutting-edge lending technology to financial institutions across North America. Additional information on Lendified may be found here www.lendified.com

Walkers Pt. Marina  •  June 2018

Windsor Private Capital Limited Partnership is pleased to announce the closing of a term loan facility associated with the purchase of Walkers Point Marina. Walkers Point Marina has been serving the Muskoka region for the past forty years. More information on Walkers Point Marina may be found here www.walkerspointmarina.com

Rivera Fine Homes  •  June 2018

Windsor Private Capital Limited Partnership is pleased to provide financing for the construction of new homes in the exclusive Lytton Park area of the GTA, in partnership with Rivera Fine Homes, the luxury building arm of Treasure Hill. Additional information on Rivera Fine Homes may be found here www.riverahomes.ca

Haven Developments  •  August 2017

Windsor Private Capital Limited Partnership is pleased to announce the closing of a term loan facility to Haven Developments in the amount of $7,000,000, in connection with Aurora Mills Town Centre, Haven's new mixed-use commercial development in Aurora.

Palladino Auto Group  •  June 2017

Windsor Private Capital Limited Partnership is pleased to announce the closing of a term loan facility to Palladino Auto Group in the amount of $2,000,000. Palladino Auto Group, led by its President Vince Palladino, is a group of consumer-oriented dealerships serving Ontario drivers in Sudbury, Oakville and London with a diverse selection of brands including Honda, Chrysler, Toyota and Mazda. For more information on Palladino Auto Group, please see http://www.palladinoautogroup.com/

NuRAN Wireless  •  February 2017

Windsor Private Capital Limited Partnership is pleased to announce its participation in the private placement of senior secured convertible debentures offered by NuRAN Wireless. The net proceeds from the Offering are intended to be used for working capital purposes, repayment of debt, acquisition of certain technology, business development, and general and administrative purposes. NuRAN Wireless (CSE: NUR), with its wholly owned subsidiary Nutaq Innovation, is a leading supplier of mobile and broadband wireless solutions. Its innovative GSM, LTE, and White Space radio access network and backhaul products dramatically drop the total cost of ownership, thereby creating new opportunities for mobile network operators and internet service providers. For more information on NuRAN Wireless, please see http://nuranwireless.com/

Treasure Hill Homes  •  October 2016

Windsor Private Capital Limited Partnership is pleased to announce its participation in an exciting residential development project, in partnership with Treasure Hill Homes, on 76 acres in Keswick, Ontario. For more information on Treasure Hill Homes, please see https://www.treasurehill.com

Curated Properties Inc.  •  June 8, 2016

Windsor Private Capital Limited Partnership is pleased to announce the closing of a term loan facility to Curated Properties Inc. in the amount of $3,500,000. Founded by Gary Eisen and Adam Ochshorn, Curated Properties' latest exciting project, The Plant Condos, is located at 41 Dovercourt Road in Toronto's vibrant Queen West neighbourhood, directly beside another Curated Properties development, the Cabin Condos. Curated Properties is a boutique residential developer in Toronto, with a focus on niche projects targeted at consumers who appreciate great design, premium finishes and a builder's approach that's not "cookie cutter". For more information on Curated Properties, please see http://www.curatedproperties.com/

LXR and Co.  •  May 2016

Windsor Private Capital Limited Partnership is pleased to announce its participation in the private placement of Senior Convertible Preferred Shares of LXR and Co. LXR and Co. is a vintage luxury retailer that specializes in authentic handbags and accessories from designer brands including Hermès, Chanel, Louis Vuitton, Gucci, Prada, Ferragamo, Miu Miu, Cartier, Dior, Chloé, and more. LXR and Co prides itself in its rigorous authenticity protocol and sources its products through private auctions, individual collections and directly from clients online and in select retail locations. For more information on LXR and Co., please see https://www.lxrco.com/

Trez Capital Fund Management Limited Partnership  •  May 9, 2016

The Special Committee of the Board of Directors of Trez Capital Mortgage Investment Corporation (TSX:TZZ) (the "Company") announced today the completion of its strategic review process, an amicable settlement with FrontFour Capital Group LLC, FrontFour Capital Corp., Concerned MIC Shareholders GP Inc., Performance Income Inc. and Windsor Private Capital Inc., as managers and/or general partners of certain funds and limited partnerships (collectively, the "Concerned Shareholder Group") and a go-forward plan to maximize value for all shareholders by way of an orderly wind-up of the Company's assets and the return of capital to shareholders (the "Orderly Wind-Up Plan"). The Orderly Wind-Up Plan will be put forward for shareholder approval by way of a special resolution at the Company's upcoming annual and special meeting, which has been rescheduled from May 30, 2016 to June 16, 2016 (the "Meeting"). read full news release

Guizzetti Corporation  •  March 18, 2016

Windsor Private Capital Limited Partnership is pleased to announce the closing of a term loan facility to Guizzetti Corporation in the amount of $5,000,000. Founded by Stefano Guizzetti, Jack Scivoletto and Albert Gasparro, Guizzetti Corporation is a fully-integrated real estate development firm with strong roots in the community of Richmond Hill, Ontario.

Haven Developments  •  February 2016

Windsor Private Capital Limited Partnership is pleased to announce the closing of a term loan facility to Haven Developments in the amount of $9,000,000, in connection with Haven's exciting new development SIX25BV Condos. SIX25BV Condos is a new boutique mixed-use luxury condominium development currently in pre-construction by Haven Developments at 625 Sheppard Avenue East in Toronto, Ontario near the Bayview Village Shopping Centre.

Joyous Health  •  January 2016

Windsor Private Capital Limited Partnership is pleased to announce its investment in Joyous Health, an online health and wellness portal. Founded by Joy McCarthy, a Certified Holistic Nutritionist and best-selling author, Joyous Health inspires and teaches others that they can take charge of their own health joyously, mindfully, and naturally. For more information on Joyous Health, please see joyoushealth.com.

Lynx Equity Limited  •  November 19, 2015

Lynx Equity Limited announced today that it has received $15 million in financing from The Labourers' Pension Fund. "This financing represents the culmination of many significant years of growth and surpassing many of our goals," commented Lynx President Brad Nathan. "This investment will allow us to continue achieving our strategic goals and we are confident that this marks the beginning of a long and successful relationship with the Labourers'." Over the past five years, Lynx's revenue has grown 1300%, to over $290 million, and it was named one of Canada's Fastest Growing Companies by PROFIT Magazine in 2014 and 2015. Windsor Capital Advisors acted as exclusive financial advisor to Lynx Equity Limited in this transaction. read full news release

TKEES Inc.  •  October 2015

Windsor Private Capital Limited Partnership is pleased to announce its participation in the private placement of Senior Convertible Preferred Shares of TKEES Inc. TKEES was founded by the husband and wife team of Carly and Jesse Burnett. TKEES’ iconic sandal is sold online as well as in over six hundred stores in over twenty countries around the world. For more information on TKEES, please see https://tkees.com/

Lynx Equity Limited  •  July 31, 2015

Lynx Equity Limited announced today that it has closed a $10 million preferred share financing. "This financing is in preparation of our goal to be public in 4 to 5 years and represents the culmination of many significant years of growth and surpassing many of our goals", commented Lynx President Brad Nathan. "This investment will also allow us to continue to achieve our strategic goals including our continued expansion into the US through our subsidiary Succession Capital". Through San Diego-based Succession Capital, Lynx recently completed the acquisitions of Utah's Intermountain Total Facilities as well as Colorado's Lemon Tree Jewelry, bringing the Group's US holdings to 35% of its portfolio. Windsor Capital Advisors acted as exclusive financial advisor to Lynx Equity in this transaction. read full news release

Ben Machine Products Company Incorporated  •  July 2, 2015

Windsor Capital Advisors, a wholly-owned operating unit of Windsor Private Capital Limited Partnership, is pleased to announce the closing of the acquisition of Ben Machine Products Company Incorporated by Exchange Income Corporation for gross proceeds of $46,000,000.00. Windsor Capital Advisors acted as exclusive financial advisor to Ben Machine Products in this transaction. read full news release

Guizzetti Corporation  •  April 2, 2015

Windsor Private Capital Limited Partnership is pleased to announce the closing of a term loan facility to Guizzetti Corporation in the amount of $5,000,000. Founded by Stefano Guizzetti, Jack Scivoletto and Albert Gasparro, Guizzetti Corporation is a fully-integrated real estate development firm with strong roots in the community of Richmond Hill, Ontario.

Optilinx Systems Inc.  •  January 30, 2015

Optilinx Holdings Inc., a wholly-owned operating unit of Windsor Private Capital Limited Partnership, is pleased to announce the closing of the acquisition and restructuring of Optilinx Systems Inc. for gross proceeds of $7,500,000. read full news release

Curated Properties Inc.  •  August 18, 2014

Windsor Private Capital Limited Partnership is pleased to announce the closing of a term loan facility to Curated Properties Inc. in the amount of $3,000,000. Founded by Gary Eisen and Adam Ochshorn, Curated Properties is a boutique residential developer in Toronto, with a focus on niche projects targeted at consumers who appreciate great design, premium finishes and a builder's approach that's not "cookie cutter".

Mira III Acquisition Corp. ("Mira III") (TSX Venture: MRQ.P)  •  April 16, 2014

Windsor Capital Advisors and Mira III Acquisition Corp. (TSX VENTURE: MRQ.P) ("Mira") are pleased to announce the closing of a reverse triangular merger (the "Merger") involving Northern Power Systems Corp. (formerly Mira III Acquisition Corp . TSX Venture: MRQ.P) (the "Issuer"), Wind Power Holdings, Inc. ("Wind Power") and Mira Subco Inc. (a wholly-owned subsidiary of the Issuer), Allen & Company LLC (the "Offeror") acquired ownership and control of 1,199,161 voting common shares of the Issuer ("Voting Common Shares") and 3,200,215 class B restricted voting shares of the Issuer ("Restricted Voting Shares"), representing 10.48% of the 11,447,610 issued and outstanding Voting Common Shares and 28.42% of the 11,261,707 issued and outstanding Restricted Voting Common Shares of the Issuer. read full news release

Lynx Equity Limited  •  November 26, 2013

Windsor is pleased to announce the closing of a $15 million structured credit facility with Lynx Equity Limited. "This financing comes at a period of rapid growth for Lynx. It will allow us to continue with our acquisition strategy and diversify our portfolio. This has been a record year for Lynx, and we couldn’t be more pleased to have Windsor as a partner in this success", commented Lynx President Brad Nathan. read full news release

ViXS Systems Inc. ("ViXS")  •  July 12, 2013

Windsor Capital Advisors completes the qualifying transaction of W7 Acquisition Corp. with ViXS Subco Inc. to create ViXS Systems Inc. (VXS:TSX), a transaction valued at over $175mm. ViXS is a leading fabless developer of smart network multimedia processor solutions enabling the “Anytime Anywhere” revolution in video entertainment. ViXS combines its software, algorithm and semiconductor technologies into highly integrated, low power SoC solutions that deliver best-in-class conversion of multimedia between formats and seamless connectivity between devices while maintaining end-to-end content security. Since its founding, ViXS has shipped over 26 million SoCs, mostly into the multimedia home networking market and more recently the emerging cloud video infrastructure market. ViXS’ SoCs can be found in products from blue-chip customers, such as Comcast, Cisco, DirecTV, Vodafone, SFR, Echostar / Sling Media, Funai, LG, Sharp, Sony, Hitachi, Pioneer, NEC, and Toshiba.

Input Capital Corp.  •  July 5, 2013

Windsor Capital Advisors completes the qualifying transaction of WB II Acquisition Corp. with Input Capital Corp. (INP:TSX-V), a transaction valued at over $50mm. Input Capital provides commodity streaming, an innovative way for commodity producers to fund the capital requirements of their business in an equity-like fashion, without dilution of their ownership or taking on potentially expensive and constraining debt capital. Typically, a streaming company makes an upfront payment to a commodity producer in exchange for a portion of its production at a pre-arranged fixed price (discounted to market value) to the streaming company. Input generates revenue through the sale of canola to well-established grain handling companies and canola crushing plants located across Alberta, Saskatchewan and Manitoba and in the northern-most U.S. states. The canola sold is received through Streaming Contracts entered into between Input and farmers located in Saskatchewan, with growth opportunities in Alberta and Manitoba.

Xceed Mortgage Corporation (TSX:XMC)  •  July 4, 2013

In May of 2012, Xceed Mortgage Corporation ("Xceed") announced the appointment of a representative of Windsor Private Capital to its Board of Directors. Windsor Private Capital was instrumental in facilitating the sale of all of the issued and outstanding common shares of Xceed for $1.75 per share to MCAN Mortgage Corporation, for a total consideration of approximately $53.0 million, in July 2013. Under the terms of the acquisition, Xceed shareholders received, at their election: (i) 0.118 MCAN common shares or (ii) $1.75 in cash, or a combination thereof, subject to a maximum of $30.3 million in aggregate cash being paid. The consideration represented a premium of 16.67% to Xceed's closing price per share on the Toronto Stock Exchange, as at March 25, 2013.

Concordia Healthcare Corp.  •  May 6, 2013

Windsor Private Capital Limited Partnership is pleased to announce the closing of a term loan facility in the amount of US$3,000,000. Concordia is a diverse healthcare company focused on legacy pharmaceutical products, orphan drugs, and medical devices for the diabetic population. Concordia operates out of facilities in Oakville, Ontario; Bridgetown, Barbados; Lenexa, Kansas; Chicago, Illinois and Charlottesville, Virginia.

Lynx Equity Limited  •  July 2012

Windsor is pleased to announce the closing of a $13.8 million equity and debt financing with Lynx Equity Limited. Built on a relationship that spans several years, Windsor’s financing with Lynx Equity Limited “Lynx” creates an opportunity for Lynx to continue to grow and diversify. “We are excited about our partnership with Windsor as Lynx expands its portfolio of businesses, ” stated Brad Nathan, President of Lynx Equity Limited. He adds, “Windsor is a fantastic partner and is very supportive of our growth. Windsor is flexible and creative in its financing approach which will allow Lynx to expand its acquisitions and operations.”

Loyalist Group Limited, (TSXV: LOY)  •  April 4, 2012

Windsor is pleased to announce the closing of an additional $500,000 term loan facility with Loyalist Group Limited , an emerging consolidator of private ESL schools. Loyalist will use the proceeds of this advance to open liaison offices in San Paulo, Brazil, Tokyo, Japan and Seoul, South Korea, which are anticipated to increase margins by lowering agency commission expense. This is the first step of Loyalist Group’s vertical integration strategy.

Loyalist Group Limited, (TSXV: LOY)  •  January 30, 2012

Windsor is pleased to announce the closing of a $500,000 loan facility with Loyalist Group, an emerging consolidator of private ESL schools.

WireIE Holdings International Inc.  •  February 28, 2011

Windsor is pleased to announce the closing of a $4 million debt facility with WireIE International Holdings Inc. Wire IE is a global provider of wireless network transformations and extensions. These solutions scale from large urban, regional, and national networks, to campus and enterprise networks. With unique expertise in wireless/IP integration, WireIE offers a whole product solution in support of wireless technologies including but not limited to, UMTS and EV-DO (3G/3.5G), along with fourth generation technologies including WiMAX and LTE.